Compliance Officer - Whiteley, Hampshire
Compliance Officer (Up to £19,000K).
Our client based in Whiteley are a successful, expanding financial brokers. They provide mortgages and loans direct to customers.
My client is currently seeking a Compliance Officer to work with and support the Compliance Manager.
The Role:
Support Compliance Manager in developing and training competent staff.
Keep up to date with all FSA regulations (Financial Services Association) and terms & conditions requirements.
Maximise all business effectively through effective resource planning
Mortgage file checks, providing feedback and ensure remedial action is undertaken in a timely manner.
Produce company standard letters.
Compliance audit checking, checking fact finds by internal advisors
Pursue personal development skills and knowledge necessary for effective performance of the role.
Establish and maintain effective working relationships with advisory and supervisory members of staff.
Produce report information to the Assistant Compliance Manager on trend analysis and file checks with key findings.
The Person:
Commercially focused.
Attention to detail.
Planning and organisational skills.
Numerate.
Analytical.
Team player.
Personable.
Willingness to develop.
The Benefits:
10% annual bonus.
25 days holiday.
Life assurance.
Pension (5%)
This is a permanent role, the working hours for this role are Mon- thurs 10 -6.30pm and Friday 9 5pm.
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